Prepare with FINRA Series-7 exam torrent, pass for sure

Last Updated: Jul 23, 2026

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What is the duration, language, and format of FINRA Series 7 Certification Exam

  • Format: Multiple choices, multiple answers
  • Length of Examination: 225 minutes
  • Language: FINRA Series 7 offered in English (U.S.), Chinese (Simplified), Czech, Dutch, French, German, Hebrew, Italian, Japanese, Korean, Polish, Portuguese (Brazil), Russian, Spanish, and Turkish.
  • Number of Questions: 125
  • Passing score: 72%

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

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FINRA Series-7 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Seeks Business for the Broker-Dealer from Customers and Potential Customers7%- Identification of potential customers
- Regulatory requirements for communications with the public
- Prospecting and sales practices
Topic 2: Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions11%- Recordkeeping and reporting requirements
- Handling errors and discrepancies
- Trade settlement and confirmation
- Order types and execution procedures
Topic 3: Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records73%- Portfolio analysis and risk management
- Direct participation programs
- Options and derivative products
- Investment company securities and variable contracts
- Taxation and regulatory rules
- Municipal securities
- Characteristics of equity securities
- Debt securities and government obligations
Topic 4: Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives9%- Customer information collection
- Account documentation and regulatory compliance
- Determining investment suitability
- Types of accounts and ownership structures

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